Scientists
have championed an astonishing variety of views on religion, ranging
from the outright hostile to the deeply devout. Even among evolutionary
biologists, whose views might seem the most predictable, matters have
been surprisingly complex. Richard Dawkins, the author of “The Selfish
Gene” and many other popular books on evolution, has in recent years
become something of a professional atheist, arguing that “faith is one
of the world’s great evils.” The late paleontologist Stephen Jay Gould,
on the other hand, argued in his book “Rocks of Ages” that science and
religion can and should coexist. Science has its proper domain of
activity, religion has its domain, and each must refrain from
interfering with the other.
The religious opinions of
scientists are, of course, a separate matter from a science of
religion. And yet, whatever else religion may be, it’s something that
happens in the real world in real time. So why not approach it as a
natural process? Why not study it scientifically? This is the task that
Daniel Dennett sets for himself in his ambitious new book, “Breaking
the Spell: Religion as a Natural Phenomenon” (Viking; $25.95). Dennett,
a philosopher, is steeped in science, especially evolutionary biology,
and he has written several books and articles with a Darwinian focus.
In the most popular of them, “Darwin’s Dangerous Idea,” Dennett
proclaimed that natural selection is “the single best idea anyone has
ever had” and argued that Darwinism is a universal theory that helps to
explain not only the deep history of life but the twists and turns of
human cultural change. Given his enthusiasm for all things
evolutionary, and given that he calls himself a “godless philosopher,”
you might expect “Breaking the Spell” to be an extended exercise in
debunking belief. It is not—at least, not ostensibly. Dennett’s
approach to religion is reasonably respectful, though a certain bombast
breaks through now and then. Writing for a general audience, Dennett
insists that he wants to engage religious readers in a rational
discussion, not turn them away.
“Breaking the Spell”
ranges widely, perhaps too widely. It surveys the state of religion in
contemporary America, considers whether believers are happier or more
moral than nonbelievers, discusses the rise of modern nondenominational
spirituality, and briefly reviews the purported philosophical proofs
for the existence of God. But all these topics have been widely
discussed, and Dennett has little new to say about them; his real
contribution is an accessible account of what might be called the
natural history of religion. (Religion, as he provisionally defines it,
involves believing in, and seeking the approval of, a supernatural
being.) “There was a time,” he writes, “when there was no religion on
this planet, and now there is lots of it. Why?” Why did religion appear
in the first place? And why did certain religions spread while others
sank into obscurity?
To answer these questions, Dennett
says, we must confront two spells. The first is the taboo against
asking uncomfortable questions about religion. In his view, religion is
simply too important to be spared hard questions. Indeed, he argues,
religion is among the most powerful forces on earth and, as religiously
inspired warfare and acts of terrorism remind us, it is not always
benign. The second spell, in Dennett’s account, is one cast by religion
itself. Do we risk dimming religion’s numinous glow by the very act of
scientific analysis? Will we, out of what Dennett calls a “pathological
excess of curiosity,” rob believers of the deepest and most important
part of their lives? Dennett is sensitive to this concern and concedes
the danger, but he concludes that the chances of undermining religious
sensibility are slight. He assures his readers that one can approach
religion as a natural phenomenon without, for example, prejudging the
question of God’s existence. Indeed, it is entirely possible that a
scientific analysis might reveal religious phenomena that can’t be
explained by natural means. Dennett maintains that a scientific study
of religion does not exclude the possibility that religious beliefs are
true. Whether the results of such a study will provide any support for
religion is, of course, another matter.
According
to Dennett, the earliest stages of religion were likely characterized
by speculations about supernatural or quasi-natural beings. These
questions arose out of an aspect of human nature we take for granted:
the recognition that the world contains not only other bodies but also
other minds. We recognize, in other words, that the world includes
“agents,” independent minds that possess their own sets of beliefs and
desires. This recognition allows us a wide range of cognitive moves and
countermoves presumably unavailable to most other species: “I know he
thinks that I have a stone in my hand.” The ability to attribute agency
is, Dennett says, almost surely an evolutionary adaptation. It is
probably encoded genetically in our species (no one taught you that
other minds populate the planet), and it plays a key role in everything
from fighting (“He doesn’t know that I dropped the stone”) to seduction
(“Would you like to see my cave paintings?”). But its appearance during
evolution led to an unexpected possibility: attributing agency where no
agent exists. Human beings are skilled at positing agents—whispering
winds, turnip ghosts, and monsters under the bed—for which the evidence
is less than overwhelming, and this tendency might explain why nearly
all peoples talk about creatures like elves and goblins. As Dennett
acknowledges, however, this tendency falls short of explaining
full-blown religion. Elves are the stuff of superstition, not of belief
systems attended by elaborate social strictures, rituals, and
theologies.
Explaining the emergence of real religion
requires a different kind of approach, and here things get complicated.
A mind-boggling number of explanations, some biological and some
economic, have been introduced over the past decade or so. One was
championed by the evolutionary theorist David Sloan Wilson in his 2002
book, “Darwin’s Cathedral.” Wilson suggested that religion is a kind of
adaptation that evolved by “multilevel selection.” Most biologists
think that evolution is propelled by natural selection at one level
only: among competing individuals. A polar bear that was whiter than
its peers, say, could sneak up undetected on potential prey more often
than darker bears could, and was thus likelier to survive and leave
more progeny. Assuming that the difference between whiter and darker
bears was due to a difference in genes, the genes for whiter bears
would grow more common and those for darker bears less so.
According to Wilson, though, evolution sometimes involves natural selection among competing groups
of individuals. Consider “predator inspection” in guppies. If a
potential predator approaches a school of guppies, one or two fish may
peel away from the group, inspect the intruder, and then (if their luck
holds) return to the school, reporting on the danger. Predator
inspection is paradoxical. Why would a guppy take on such a risky
assignment? Why be an altruist? Group selection provides a possible
answer. Predator inspection might evolve not because inspectors leave
more progeny than non-inspectors within a
group—traditional individual selection—but because groups that include
inspectors survive better than groups that don’t. Although Wilson
doesn’t think that all evolution involves group selection, he thinks
that group selection plays a big enough role that a realistic theory of
evolution must allow for both individual and group selection.
Applying
this theory to our own species, Wilson argued that religion is an
adaptation of human groups in the same way that the heart is an
adaptation of human individuals. Religion is, in his account, a
collection of beliefs and behaviors that brings people together,
coördinates their activities, and, in the end, allows groups to
accomplish tasks that would otherwise be impossible. If my group’s
religion is better at this than yours, my group and its religion will
spread and yours will recede. Wilson suggested, for instance, that the
early Christian Church succeeded against all odds because its creed of
selflessness provided its adherents with a sort of welfare state.
Christians banded together, aiding each other through illness, famine,
and war. The resulting biological edge, he thinks, played a part in the
unexpected success of this once obscure mystery cult.
In
“Breaking the Spell,” Dennett tentatively proposes another theory that,
like Wilson’s, involves natural selection with a twist. Under Wilson’s
theory, the beneficiaries of natural selection are groups of human
beings. Under Dennett’s, the beneficiaries are religious “memes.” A
meme, a term introduced by Richard Dawkins, is any idea or practice—any
thought, song, or ritual—that can replicate from one brain to another.
When you whistle a jingle from a commercial, it’s because the jingle
meme has successfully replicated and now resides in a new brain, yours.
According to Dennett, memes let us lift Darwinism from its historical
base in biology to the realm of human culture. The meme, he says, may
underlie cultural evolution in the same way the gene underlies
biological evolution. Just as some genes grow more common and others
less common, so some memes grow more common (“You’re fired!”) and
others less common (“Is that your final answer?”). Dawkins often
thought of memes as mental viruses, selfish parasites on human minds;
Dennett, by contrast, emphasizes that they can be benign, or even good
for their hosts.
Bringing the nascent science of
“memetics” to bear on religion, Dennett goes on to argue that religious
memes that encourage group solidarity might outcompete memes that are
less adept at encouraging solidarity, especially when human survival
depends on coöperation. His reasoning is that the success of a
coöperative group is great advertising for that group’s memes. To take
a secular example, liberal Western ideas like democracy and free
markets might spread not because other nations are persuaded by
principled arguments in favor of these ideas but because Western
nations survive and prosper, which prompts others to emulate them. If
you find it hard to believe that the beneficiaries of religion aren’t
human beings but the memes they carry, Dennett asks you to consider
what Christians themselves claim to value more than their lives: the
Word. “Spreading the Word of God is their summum bonum,
and if they are called to forgo having children and grandchildren for
the sake of spreading the Word, that is the command they will try hard
to obey.” Dennett also argues that you can help a religion grow even if
you don’t believe in God. People can become conscious stewards of memes
they happen to consider benevolent, and, in the case of religion, the
result might be a bloodless “belief in belief.” People who aren’t sure
about God may nonetheless be sure that religion is good for society and
so encourage its spread.
Finally, Dennett describes a
recent theory according to which the spread of religions reflects the
action not of Charles Darwin’s natural selection but of Adam Smith’s
invisible hand. As the rational-choice theorists Rodney Stark and Roger
Finke argued in their book “Acts of Faith” (2000), human beings, when
confronted with imperfect information, behave in a way that is
generally rational. So if you believe (rightly or wrongly) that there
is a God, it can be perfectly rational for you to engage in exchange
with this well-heeled partner (even if the commodity you most desire
can be delivered only post mortem). Stark and Finke are not, then, so
much concerned with why people believe in God as with how believers act
and why religious institutions spread. Their key claim is that churches
mediate the complex exchanges between mortals and their gods. People go
to church, in other words, for much the same reason they hire a
real-estate agent: when something important is at stake in a complex
transaction, it pays to get professional help.
This theory
may explain, as a corollary, why a larger percentage of Americans
attend church than do, say, Western Europeans. The reason, according to
Stark and Finke, is that Americans enjoy a free market in religion.
While we have more than a thousand denominations, Europeans often have
centrally planned state religions that put barriers in the way of
competition and provide little in the way of diverse religious
products. “The American religious economy,” Stark and Finke conclude,
“surpasses Adam Smith’s wildest dreams about the creative forces of a
free market.”
So
what has the science of religion shown? Why did religion appear and why
did certain religions spread while others vanished? Surprisingly,
Dennett doesn’t claim to know the answers, and he picks no winners
among the accounts he surveys, including his own. Scientists, he says,
have provided us with a reasonable “family of proto-theories,” but we
have little basis for choosing among its members. This conclusion,
though disappointing, is, I think, correct. The incipient science of
religion faces at least two problems. The first is that some of the
theories offered so far, especially the evolutionary ones, invoke
processes or entities that are controversial even outside the context
of religion. Many evolutionists are skeptical about Wilson’s idea of
group selection, for instance, even when considering guppies, much less
Jonah and the whale. One reason is that natural selection at the
individual level will typically overwhelm selection at the group level:
because individuals are born and die faster than groups reproduce or go
extinct, evolution will usually move in the direction preferred by
individual selection. (The behavior of those guppies can also be
explained without group selection, via a theory called reciprocal
altruism—a version of “You scratch my back, I’ll scratch yours.”)
Similarly,
many evolutionary biologists dismiss memes and memetics as little more
than pseudoscientific wordplay. For one thing, the analogy between
genes and memes is notoriously weak. Genes mutate rarely; memes mutate
rapidly. Genes are digital (they’re made of DNA, which is made of four
distinct chemicals); memes aren’t. Nor has memetics produced any
persuasive explanations of previously unexplained phenomena. Though
Dennett maintains that his theory requires only a modest, “sober”
version of memes, and though he properly takes to task those
enthusiasts who believe that they possess a robust science, his account
of religion nonetheless turns on an entity that many scientists don’t
believe in. The existence of a God meme is no better established than
the existence of God.
Another problem with choosing among
the existing theories is empirical, not theoretical. At the moment, we
don’t have the data that might allow us to reject one theory and
endorse another. The critical question is whether there is hope for
progress. Here Dennett seems far too easy on his enterprise. “Breaking
the Spell” is rife with claims about the testability of these new
theories, and certainly each theory allows some predictions. Stark and
Finke’s, in particular, has made, and stood up to, a number of them.
But progress will require predictions that are testable in the real
world and that also distinguish among the various theories. Just what
predictions let us determine whether religion spread by selection among
groups of human beings or by selection among the memes these groups
happened to carry? Dennett doesn’t say, and it’s hard to imagine what
the answer would look like. Near the end of his book, he merely asserts
that “getting down to specifics and generating further testable
hypotheses is work for the future.” But the origin and diffusion of
religion, like the origin and diffusion of music, laughter, and
xenophobia, reside in a largely irretrievable evolutionary past. We
know virtually nothing about the religion, if any, practiced by our
ancestors on the African savanna hundreds of thousands of years ago.
It’s far from obvious that explaining unprovable beliefs with
unprovable theories constitutes progress.
Even
if a science of religion could reach firm conclusions, what would it
mean for religion itself? Exactly what would follow for the faithful?
At one extreme, the Dawkinses of the world argue that a scientific
accounting of the origin and evolution of religious memes should
destroy belief. At the other, the Goulds argue that, because science
and religion have separate provinces, no proper scientific finding can
touch religion.
Neither of these extremes seems tenable.
It would be naïve to deny that science can inform, and sometimes
challenge, our view of religion. To take a trivial example, perhaps the
earliest finding from the natural history of religion was that
different peoples appeal to different gods. Any honest Christian or Jew
must admit that, had he been born half a world away, he’d be an honest
Hindu or Buddhist. This finding suggests at least some adjustment to
more innocent views of the inevitability of one’s faith. But believers
often seem happy to make these sorts of adjustments and remain
perfectly faithful. For some people, the spell cast by religion seems
to have less to do with the particular claims made by a particular
tradition than with larger metaphysical claims: the universe has a
purpose, God exists, or life is sacred. So the more serious question is
whether a science of religion—indeed, whether science in general—can
undermine these sorts of beliefs.
Science can certainly
undermine particular factual claims made by religion (the universe was
created in six days), but it’s far less clear that it can challenge
religion’s general metaphysical claims (the universe has a purpose). To
insist on this distinction is to recognize what it means for something
to be a metaphysical, not a physical, claim. What experiment could
prove that the universe has no purpose? To suppose that a kind of
physics can demolish a kind of metaphysics is to commit what
philosophers call a category mistake. Dennett is right to emphasize
that his scientific analysis doesn’t require us to prejudge religion’s
metaphysical claims, but that’s only half the story. It doesn’t let us post-judge them, either.
This
point is connected to a distinction often made by philosophers of
science between “methodological naturalism” (science is a set of
approaches to the world in which only naturalistic explanations may be
considered) and “metaphysical naturalism” (science describes the
ultimate state or meaning of the world). As many philosophers and
scientists argue, the first approach doesn’t justify the second.
Science, they claim, is not in the business of issuing position papers
on metaphysics.
It’s remarkably hard to tell if Dennett
would agree with that conclusion. Indeed, this is one of the more
frustrating aspects of “Breaking the Spell.” To the religious reader,
after all, this is probably the only issue that matters. Dennett’s
relative neglect of it is particularly surprising given that some of
the scholars he discusses are so unequivocal on the subject. Stark and
Finke, for example, state that any conclusion about whether religion is
true or false is “beyond science.” They simply hope to study “the
relationship between human beings and what they experience as divine,”
and science, they say, can “examine any aspect of that relationship
except its authenticity.”
Dennett’s apparent reluctance to
say what can, and cannot, follow logically from a science of religion
would seem to be more than mere oversight. Although Dennett takes great
pains early in his book to assure his readers that they needn’t
question the validity of religion to join in his analysis, it’s clear
that he hopes they will ultimately render a judgment. And it’s equally
clear what he hopes that judgment will be. (“Many readers . . . will
see me as just another liberal professor trying to cajole them out of
some of their convictions, and they are dead right about that—that’s
what I am and that’s exactly what I’m trying to do.”)
None
of this is to say that Dennett’s preferred outcome is wrong. Religious
beliefs, including those abstract ones having little relation to any
particular tradition, may well be mistaken. But it seems clear that any
such conclusion must come from someplace other than science. Of course,
even if a line can be drawn between physics and metaphysics, it
wouldn’t make all our difficulties disappear. Religion is much more
than a collection of transcendental and untestable assertions. It’s
also a potent social and political force and, like any such force, it
is sometimes prone to excess. The result is the usual roster of ills:
intolerance, fanaticism, and, yes, terrorism. But it seems doubtful
that solutions to these problems will emerge from anyone’s laboratory. 